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Informa
Key Sessions

Olga Petrenko

ESMA: Regulatory Reporting Update

EUROPEAN SECURITIES & MARKETS AUTHORITY (ESMA)

Ana Fernandes

FCA: MiFIR Transaction Reporting Readiness

FINANCIAL CONDUCT AUTHORITY (FCA)

08:30 09:00 (30 mins)

Main agenda

Registration & Refreshments

09:00 09:10 (10 mins)

Main agenda

Chairman’s Opening Remarks

  • David Masters - Referential Data Coordinator, SOCIETE GENERALE

09:10 09:50 (40 mins)

Main agenda

ESMA: Regulatory Reporting Update

  • Olga Petrenko - Market Integrity Senior Officer, Markets Department, EUROPEAN SECURITIES & MARKETS AUTHORITY (ESMA)

09:50 10:30 (40 mins)

Main agenda

FCA: MiFIR Transaction Reporting Readiness

  • RTSs and transitional arrangements
  • Key elements around implementation
  • UK supervisory priorities 
  • Implications for FCA regulated firms 
  • Ana Fernandes - Manager / Markets Reporting Team (MRT), Enforcement & Market Oversight, FINANCIAL CONDUCT AUTHORITY (FCA)

10:30 10:45 (15 mins)

Main agenda

Refreshments and Networking Break

10:45 11:25 (40 mins)

Main agenda

New Regulatory Technical Standards for EMIR Reporting

  • David Nowell - Head of Industry Relations & Regulatory Compliance, UNAVISTA

11:25 12:10 (45 mins)

Main agenda

Implementing MiFIR Transaction Reporting and EMIR Trade Reporting

  • Robert Barnes - Director of Regulation, FIA
  • Chad Giussani - Head of Transaction Reporting Compliance, STANDARD CHARTERED BANK
  • David Broadway - Investment Operations Lead, INVESTMENT ASSOCIATION
  • Ian Rennie - Global Operations Regulatory Control Manager, HSBC
  • Angela Hayter-Holt - Head of Regulatory Reporting, HERMES INVESTMENT MANAGEMENT
  • Gillian Boston - Head of Business Consulting, AutoRek

12:10 12:40 (30 mins)

Main agenda

Addressing the Instrument and Entity Identification Challenges of MiFIR

  • Richard Young - Industry and Regulatory Affairs, BLOOMBERG

12:40 13:40 (60 mins)

Main agenda

Lunch

13:40 14:20 (40 mins)

Main agenda

Ensuring Data Integrity for Trade and Transaction Reporting Purposes

  • Regulatory guidance on ISINs and LEIs
  • Ensuring clients have LEIs in place (what can you do to help?) 
  • ISINs for listed derivatives
  • ISINs for OTC derivatives 
  • Working with exchanges 
  • Ensuring data quality for reporting purposes

 

  • David Masters - Referential Data Coordinator, SOCIETE GENERALE
  • Paul Janssens - Programme Director, SWIFT
  • Emma Kalliomaki - Managing Director, Association of National Numbering Agencies (ANNA)
  • David Farmery - Chief Operating Officer, MESSAGE AUTOMATION

14:20 15:00 (40 mins)

Main agenda

Developments in Regulatory Reporting Internationally

  • Adedayo Banwo - Legal Counsel, DEUTSCHE BANK

15:00 15:40 (40 mins)

Main agenda

Delegating Reporting Services: The Rise of Shared Services

  • Brian Lynch - Chief Executive Officer, REGTEK

15:40 16:00 (20 mins)

Main agenda

Refreshments & Networking Break

16:00 16:40 (40 mins)

Main agenda

Insights from Trade Repositories

  • David Nowell - Head of Industry Relations & Regulatory Compliance, UNAVISTA
  • Carolyn Van den Daelen - Chief Operating Officer, ICE TRADE VAULT EUROPE
  • Andrew Douglas - Managing Director, Government Relations & CEO of DTCC’s European Trade Repository, DTCC
  • Irene Mermigidis - Managing Director, REGIS-TR

16:40 17:20 (40 mins)

Main agenda

PANEL SESSION: SFTR Transaction Reporting - Assessing the Scope and Potential Operational Impact

Scope and impact of new SFTR reporting requirements for

  • Repo markets
  • Securities lending 
  • Margin lending and prime brokerage
  • Natasha Adams - Director, Global Markets Equity Regulation, DEUTSCHE BANK
  • Thanos Kagiaras - Manager, Post Trade and Prime Services, AFME
  • Andrew Dyson - Chief Executive Officer, International Securities Lending Association (ISLA)
  • Jonathan Lee - EMEA Fixed Income Regulatory Reporting Manager, JP MORGAN
  • Iain Mackay - Global Product Owner, Post-Trade Services, EQUILEND

17:20 17:25 (5 mins)

Main agenda

Chairman's Summation & Close of Conference

17:20 18:20 (60 mins)

Main agenda

Drinks Reception Sponsored by EQUILEND