IIR & IBC Finance is part of the Knowledge and Networking Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

Informa
Key Sessions

Nikolay Arnaudov

ESMA: An Overview of Technical Standards Under SFTR

European Securities and Markets Authority (ESMA)

A Regulatory Perspective on Preparing for SFTR Reporting in the UK

08:30 - 09:00 30 mins
Registration & Refreshments
09:00 - 09:15 15 mins
Chairman’s Opening Remarks
  • David Masters - Referential Data Coordinator, SOCIETE GENERALE
more
09:15 - 10:00 45 mins
ESMA: An Overview of Technical Standards Under SFTR
  • Nikolay Arnaudov - Senior Policy Officer, Post-Trading Unit, Markets Department, European Securities and Markets Authority (ESMA)
more
10:00 - 10:45 45 mins
A Regulatory Perspective on Preparing for SFTR Reporting in the UK
more
  • RTSs and transitional arrangements
  • Key elements around implementation
  • UK supervisory priorities 
  • Implications for FCA regulated firms 
10:45 - 11:00 15 mins
Refreshments and Networking Break
11:00 - 11:45 45 mins
Comparing the Reporting Requirements of SFTR with those of EMIR and MiFIR
  • Tom Wieczorek - Managing Director, Global Product Management, UnaVista, LSEG
more
11:45 - 12:30 45 mins
PANEL SESSION: Understanding and Tackling the Practical Challenges of SFTR Reporting
  • David Broadway - Investment Operations Lead, INVESTMENT ASSOCIATION
  • Thomas Pickett - Regulatory Reporting Product Specialist, TRAX
  • Thanos Kagiaras - Manager, Post Trade and Prime Services, AFME
  • Chad Giussani - Head of Transaction Reporting Compliance, Standard Chartered Bank
  • Andrew Dyson - Chief Executive Officer, International Securities Lending Association (ISLA)
  • Ed Oliver - Managing Director, Product Development, eSecLending
more
12:30 - 13:30 60 mins
Lunch
13:30 - 14:10 40 mins
Preparing for SFTR Reporting in Practice
  • Andy Green - Head of Europe, Global Sales & Business Development, RegTek Solutions
  • David Field - Founder & Managing Director, The Field Effect
more
  • Identifying your Target Operating Model
  • Addressing the underlying data requirements
14:10 - 14:50 40 mins
Panel Session: Ensuring Data Integrity for SFTR Reporting Purposes
  • Jonathan Lee - EMEA Fixed Income Regulatory Reporting Manager, JP MORGAN
  • Paul Janssens - Programme Director, SWIFT
  • Dean Bruyns - Senior Product Manager, Broadridge
more
  • Regulatory guidance on ISINs and LEIs
  • Ensuring clients have LEIs in place (what can you do to help?) 
  • ISINs for listed derivatives
  • ISINs for OTC derivatives 
  • Working with exchanges 
  • Ensuring data quality for reporting purposes

 

14:50 - 15:30 40 mins
SFTR as a Catalyst for Positive Change: from Post Trade Reconciliation and Matching to Automation
  • Pierre Khemdoudi - Managing Director – Securities Finance Regulatory Solutions, IHS Markit
more
15:30 - 15:50 20 mins
Refreshments and Networking Break
15:50 - 16:30 40 mins
Addressing the Challenges of Interoperability
  • John Kernan - Head of Product Management - Senior Vice President, Regis-TR
more
16:30 - 17:10 40 mins
Disclosed vs. Undisclosed Lending
17:10 - 17:50 40 mins
Reporting Re-Use of Collateral
17:50 - 17:55 5 mins
Chairman's Summation & Close of Conference