AML, Financial Crime and Sanctions Forum is part of the Informa Connect Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

Informa

David Marshall
Associate Director, UK Compliance at NIBC Bank NV, London

Profile

David brings over 25 years of experience in compliance and regulation to the panel. As a former regulator and consultant, he has hands-on experience of investigative and enforcement actions, including having led FSMA Section 166 review projects as a Skilled Person.

David managed a cross-border review and restructuring of anti-money laundering controls at a major US institution, and co-produced a report on fraudulent practices at a well-known broker dealer. He has also project managed and implemented remediation efforts at various banking, asset management and brokerage institutions, following regulatory fines and sanctions.

David Marshall's Network

Agenda Sessions

  • Heads of Financial Crime Think Tank: What does a Good Enterprise-Wide Risk Assessment Look Like?

    ,
  • Managing AML Risk under the Senior Managers & Certified Persons Regime

    ,

Speakers at this event