David MarshallAssociate Director, UK Compliance at NIBC Bank NV, London
David brings over 25 years of experience in compliance and regulation to the panel. As a former regulator and consultant, he has hands-on experience of investigative and enforcement actions, including having led FSMA Section 166 review projects as a Skilled Person.
David managed a cross-border review and restructuring of anti-money laundering controls at a major US institution, and co-produced a report on fraudulent practices at a well-known broker dealer. He has also project managed and implemented remediation efforts at various banking, asset management and brokerage institutions, following regulatory fines and sanctions.