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Nicola Marsh
Head of the Quality Assurance and Policy, Financial Crime at Nomura


I am the Head of the Quality Assurance and Policy function within the Financial Crime Team at Nomura International and am responsible for maintaining the firm’s AML Policy and Client Identification Programme and ensuring that the policy standards are implemented appropriately.

I have spent 15years working within AML related functions, 11 of which have been at Nomura. Although much of this time has been spent within Compliance, I also have extensive experience of the practical challenges that come with implementing policy having also managed the KYC Periodic Review function within Operations.

Nicola Marsh's Network

Agenda Sessions

  • Dealing with PEPs – Evolving Best Practice