21 - 22 February 2018
Holiday Inn London Bloomsbury,
Capital Requirements for Investment Firms - 12th Annual Forum
The only forum to address the New EBA Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.
FCA & 25+ other Speakers including 16 Investment Firms such as...
What's on the agenda at the 11th Annual Forum:
Benefit from Regulatory guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from Investment Firms and leading specialist Advisors.
An agenda focusing on today's key topics:
- New Prudential Regime from EBA
- FCA messages
- ICAAP best practice
- SREP feedback
- Stress Testing guidance
- Wind Down approaches
- Business Strategy
- Risk Appetite links
- Specific Risks assessment
- Capital Calculation methods
- Business Integration & governance
Addressing key regulatory developments:
FCA Key Messages on Capital Requirements for Investment Firms
- Duarte Delgado, Prudential Specialist, FCA
An Update on the EBA’s Proposals for a New Prudential Regime for Investment Firms
- James Hawkins, Senior Manager, PWC
Panel Session on: Potential Impact on Differing Firms of the Proposed EBA Prudential Regime for Investment Firms
- Ian Kelly, Royal Bank of Canada Investment Management
- Luca Oglina, FNZ
- Oliver Scott, XTX Markets
- James Hawkins, PWC
6 case studies from Investment Firms including:
- Liezl de Villiers, AVIVA Investors on:
Enhancing the Link Between Setting Risk Appetite and Risk Process Implementation
- Neil Duncan, Invesco Perpetual on:
Meeting Revised Wind-Down Planning Expectations
- Sarah Finnegan, Veritas Investment Management on:
Translating Business Strategy into a Defensible Base Case within the ICAAP
- Steve Umpelby, Tradition on:
Embedding and Evidencing Capital Management Use within the Business, Management Sign Off and Board Preparation
Plus 9 specialist Advisors including...
The 12th Annual Capital Requirements for Investment Firms Forum in numbers...
Just some of the past attendees to this Forum include...
AIG Asset Management (Europe) - Alliance Trust - Alpari UKArchitas - AVIVA Investors - AXA Investment Managers - Baillie Gifford & Co - BGC Partners - Blackrock - BNP Paribas Investment Partners - Brewin Dolphin Plc - Cantor Fitzgerald - Central Bank of Ireland - Citadel Investment Group - Columbia Threadneedle Investments - DIAM International - European Capital Financial Services - FXCM Ltd - GAM - Hargreave Hale - Invesco Perpetual - James Hambro & Partners - KCG - Kleinwort Benson Investors - M&G Investments - Martin Currie Investment Management - Neptune investment Management - Newton Investment Management - NFU Mutual - Nucleus Financial Group - Pershing - Pramerica Financial - Sarasins & Partners - Sberbank CIB - Scio Capial - Solo Captial - Standard Life Investments - Swiss Re - Tcam Asset Management - Threadneedle International - Towry - Tradition - Turcan Connell Assett Management - UBS Asset Management -Vanguard Asset Management -XTX Markets
Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...
As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Risk & Capital Management expertise within the Investment Firms Sector. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved! For a bespoke package, contact Sophie Serhan on on Sophie.serhan@Informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.