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19 & 20 March 2019
London

Capital Requirements for Investment Firms - 13th Annual Forum

The only forum to address the New EU Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.

WHAT'S ON THE AGENDA AT THE 13TH ANNUAL FORUM:

Gain updates and guidance on your key Regulatory requirements and expectations:
  • Impact of the New EU Prudential Regime for Investment Firms
  • FCA Key Messages on Capital Requirements
  • Moving to a Risk Appetite Quantification Approach
  • Achieving ‘Plausible & Severe’ Stress Tests and Reverse Stress Tests
  • Wind-Down Planning for Financial and Operational Elements
  • SREP Feedback, Common RMP Points and Section 166 Themes
  • Liquidity Stress Testing, Policies and Procedures
  • Enhancing Pillar 1 Returns and Calculations
  • Current Emerging Risks and Incorporation within ICAAP
  • Culture, Governance and the Impact of SMCR
Hear multiple case studies allowing you to learn from your peers' experiences including...
  • ALLIANCE BERNSTEIN...

"Implementing a New Operating Risk Framework, Demonstrating Use Test and Risk Lineage that Integrates ICAAP"

  • MARTIN CURRIE INVESTMENT MANAGEMENT...

 "Moving to a Risk Appetite Quantification Approach"

  • AVIVA INVESTORS...

"Embedding and Evidencing Culture, Governance and the Impact of SMCR"

  • FIDELITY INVESTMENTS...

"Assessing Current Emerging Risks and Incorporating them into the ICAAP"

  • JANE STREET...

"An Update on the New EU Prudential Regime's Regulatory Progress, Scope, Classification and K Factor Elements"

Have your questions answered by Big 4 Advisors & Investment Firms on the 5x Q&A Sessions:

"New EU Investment Management Prudential Regime Impacts"

  • RBC Asset Management - XTX Markets - Columbia Threadneedle - and others...


"Meeting Liquidity Risk Management Expectations"

  • XTX Markets - Tradition - and others...


"Ask the Expert - ICAAP Expectations and SREP Themes and Future Direction"

  • EY - KPMG - Deloitte - and others...


"Aligning Risk Appetite with Business Strategy, Risk Management Framework"

  • GAM - AXA Investment Managers - Vanguard - and others...

The 13th Annual Capital Requirements for Investment Firms Forum in numbers...

25+ Speakers
Sharing their experiences and expertise with you
20 Sessions
Proving solutions and guidance to your issues
70 Delegates
Network with peers that share your challenges

Just some of the past attendees to this Forum include...

Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...