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March 2020
London

Capital Requirements for Investment Firms - 13th Annual Forum

The only forum to address the New EU Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.

Hear direct from the FCA!

THANK YOU TO ALL THOSE WHO ATTENDED!

2019 registrations are now closed for this event. 

To stay in the loop about this and other Infoline events, download the 2019 agenda and sign up to our mailing list. Alternatively, you can see more conferences on our Infoline Events page.

WHAT WAS ON THE AGENDA ALONGSIDE THE FCA:

Hear direct from FCA on expectations, feedback and future direction...
DUARTE DELGADO, FCA...
  • FCA Q&A: Key Messages on Capital Requirements for Investment Firms

Plus, gain updates and guidance on your key Regulatory requirements and expectations: 

  • Impact of the New EU Prudential Regime for Investment Firms
  • Moving to a Risk Appetite Quantification Approach
  • Wind-Down Planning for Financial and Operational Elements
  • SREP Feedback, Common RMP Points and Section 166 Themes
  • Liquidity Stress Testing, Policies and Procedures
  • Enhancing Pillar 1 Returns and Calculations
  • Culture, Governance and the Impact of SMCR
Hear multiple case studies allowing you to learn from your peers' experiences including...
  • ALLIANCE BERNSTEIN...
"Practical Insights into Implementing an Enterprise Risk Framework, Demonstrating "Use Test", Risk Lineage and ICAAP Integration"

MARTIN CURRIE INVESTMENT MANAGEMENT...

 "Moving to a Risk Appetite Quantification Approach"
  • AVIVA INVESTORS...
"Embedding and Evidencing Culture, Governance and the Impact of SMCR"
  • FIDELITY INVESTMENTS...
"Assessing Current Emerging Risks and Incorporating them into the ICAAP"
  • JANE STREET...
"An Update on the New EU Prudential Regime's Regulatory Progress, Scope, Classification and K Factor Elements"
Have your questions answered by Big 4 Advisors & Investment Firms on the 5x Q&A Sessions:
"New EU Investment Management Prudential Regime Impacts"
  • RBC Asset Management - XTX Markets - Columbia Threadneedle - EPTA - EFAMA - and others...
"Meeting Liquidity Risk Management Expectations"
  • XTX Markets - Tradition - FNZ - and others...
"Ask the Expert - ICAAP Expectations and SREP Themes and Future Direction"
  • EY - KPMG - Deloitte - PWC - and others...
"Aligning Risk Appetite with Business Strategy, Risk Management Framework"
  • GAM - AXA IM - Vanguard - Martin Currie IM - FNZ - and others...
"ICAAP Governance Challenges, Senior Management Engagement and Operational Challenges"
  • BNP Paribas AM - Hargreaves Lansdown - Fidelity - PGIM - BGC - and others...

The 13th Annual Capital Requirements for Investment Firms Forum in numbers...

30+ Speakers
Sharing their experiences and expertise with you
20 Sessions
Proving solutions and guidance to your issues
70 Delegates
Network with peers that share your challenges

Just some of the past attendees to this Forum include...

2019 Silver Sponsor

2019 Media Partner

Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...