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21 - 22 February 2018
Holiday Inn London Bloomsbury,

Capital Requirements for Investment Firms - 12th Annual Forum

The only forum to address the New EBA Prudential Regime and other key Capital Management regulatory and business challenges specifically for the Investment Firms Sector.

What's on the agenda at the 11th Annual Forum:

An agenda focusing on today's key topics:
  • New Prudential Regime from EBA
  • FCA messages
  • ICAAP best practice
  • SREP feedback
  • Stress Testing guidance
  • Wind Down approaches 
  • Business Strategy  
  • Risk Appetite links
  • Specific Risks assessment
  • Capital Calculation methods
  • Business Integration & governance
Addressing key regulatory developments:

FCA Key Messages on Capital Requirements for Investment Firms

  • Duarte Delgado, Prudential Specialist, FCA

An Update on the EBA’s Proposals for a New Prudential Regime for Investment Firms

  • James Hawkins, Senior Manager, PWC

Panel Session on: Potential Impact on Differing Firms of the Proposed EBA Prudential Regime for Investment Firms

  • Ian Kelly, Royal Bank of Canada Investment Management
  • Luca Oglina,  FNZ
  • Oliver Scott,  XTX Markets
  • James Hawkins, PWC

6 case studies from Investment Firms including:
  • Liezl de Villiers, AVIVA Investors on:

Enhancing the Link Between Setting Risk Appetite and Risk Process Implementation

  • Neil Duncan, Invesco Perpetual on: 

Meeting Revised Wind-Down Planning Expectations

  • Sarah Finnegan, Veritas Investment Management on:

Translating Business Strategy into a Defensible Base Case within the ICAAP

  • Steve Umpelby, Tradition on:

Embedding and Evidencing Capital Management Use within the Business, Management Sign Off and Board Preparation

The 12th Annual Capital Requirements for Investment Firms Forum in numbers...

25+ Speakers
Sharing their experiences and expertise with you
18 Sessions
Proving solutions and guidance to your issues
70 Delegates
Network with peers that share your challenges

Just some of the past attendees to this Forum include...

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