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Informa

6 December 2016
Bonhill House,
London

Managing CASS Audits Under the New Assurance Standards

Learn First-Hand how to Evidence Control Frameworks and CASS Compliance in this Practical Workshop

Managing CASS Compliance in Outsourcing Arrangements

Don't miss the Workshop on Compliance in Outsourcing Arrangements, taking place the day after Audits Under the New Assurance Standards. Save £200 by booking both events.

MANAGING CASS AUDITS WORKSHOP OVERVIEW - WHY SHOULD YOU ATTEND?

MORNING SESSION
  • The role of the CASS auditor and annual CASS audit requirements
  • Understanding expectations and challenges from the auditor’s perspective
  • Changes in CASS assurance standards
  • Feedback from 2016 interim CASS audits
AFTERNOON SESSION
  • Developing an effective CASS governance and oversight framework
  • Maintaining robust control frameworks
  • The role of controls assurance in evidencing CASS compliance
  • Successfully closing out the audit
ATTENDING THIS WORKSHOP WILL INCREASE YOUR KNOWLEDGE IN
  • CASS audit requirements and the changes in auditing standards
  • CASS auditor expectations in the new regime
  • CASS governance and oversight best practice
  • Maintaining robust control frameworks
  • Evidencing CASS compliance

Meet Your Expert Workshop Leader


With over 20 years experience in senior roles with Big 4 and other significant accountancy and advisory firms, Kevin is a widely respected figure in the world of Client Assets regulation drawing upon operational insight from many major engagements at banks, brokers, asset managers and third party administrators.

Since January 2015, Kevin has led his own advisory firm, Prin10 Limited, and in July 2015 became the CASS operational oversight function holder (CF10a) for RBS Asset Management (ACD) Limited.

HEAR WHAT PREVIOUS DELEGATES HAVE TO SAY ABOUT OUR CASS EVENTS!

In-Company Training


Can't make the workshops on the day? Have a team you would like to all learn together? Want the agenda tailored specifically for you? In-house training is the answer!

These workshops can be specially tailored to place an emphasis on your own business objectives, incorporating case studies and examples from your company or business sector. 

Email us to enquire about getting a programme set up for you.

Venue

Bonhill House

1-3 Bonhill Street

London

EC2A 4BX