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Informa

7 December 2016
Bonhill House,
London

Managing CASS Compliance in Outsourcing Arrangements

Understand CASS Compliance Expectations in light of recent FCA Thematic Reviews

Managing CASS Audits Under the New Assurance Standards

Don't miss the Workshop on Audits Under the New Assurance Standards, taking place the day before Compliance in Outsourcing Arrangements. Save £200 by booking both events.

MANAGING CASS COMPLIANCE WORKSHOP OVERVIEW - WHY SHOULD YOU ATTEND?

MORNING SESSION
  • The responsibilities of the regulated firm and outsourced service provider
  • Findings from recent FCA thematic visits 
  • Overseeing outsourced CASS functions in practice     
  • Successes and failures – case studies
AFTERNOON SESSION
  • Managing change as an outsourced service provider
  • Developing an effective CASS control framework
  • CASS breach reporting requirements
  • Best practice approaches to breach escalation and management, including remedial action
ATTENDING THIS WORKSHOP WILL INCREASE YOUR KNOWLEDGE IN
  • CASS compliance expectations in the light of recent FCA thematic reviews of outsourcing
  • Evidencing effective oversight in outsourcing arrangements 
  • Developing and maintaining robust CASS controls frameworks
  • Managing breaches and remedial action efficiently

Meet Your Expert Workshop Leader


With over 20 years experience in senior roles with Big 4 and other significant accountancy and advisory firms, Kevin is a widely respected figure in the world of Client Assets regulation drawing upon operational insight from many major engagements at banks, brokers, asset managers and third party administrators.

Since January 2015, Kevin has led his own advisory firm, Prin10 Limited, and in July 2015 became the CASS operational oversight function holder (CF10a) for RBS Asset Management (ACD) Limited.

HEAR WHAT PREVIOUS DELEGATES HAVE TO SAY ABOUT OUR CASS EVENTS!

In-CompanyTraining


Can't make the workshops on the day? Have a team you would like to all learn together? Want the agenda tailored specifically for you? In-house training is the answer!

These workshops can be specially tailored to place an emphasis on your own business objectives, incorporating case studies and examples from your company or business sector. 

Email us to enquire about getting a programme set up for you.

Venue

Bonhill House

1-3 Bonhill Street

London

EC2A 4BX