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27 June 2018
KNect House,

Addressing the Challenges of CASS MI

Understand how to Build a CASS MI Framework and Leverage it for Managing CASS Risk

A practical and interactive workshop designed to help you benchmark best practice


Register for Maintaining an effective CASS oversight function and Addressing the challenges of CASS MI  and receive an additional £200 discount

Key Features

Key Objectives

Attending this workshop will increase your knowledge in: 

  • What constitutes an effective MI framework
  • Best practice and common pitfalls
  • How to identify the key metrics that matter
  • Tailoring the MI framework to your organisation
  • Using MI to demonstrate effective oversight
  • MI as a tool to manage your CASS risks

Who Should Attend?
  • People holding the client money oversight function, CF10a and SMF18
  • Senior operations management
  • Compliance and risk specialists
  • Operations personnel
Key Themes
  • Meeting the new expectations for effective and meaningful CASS MI in light of the new assurance standard
  • Building an MI framework
  • Getting the data right - sources and visualisation
  • Establishing meaningful indicators 

Meet Your Workshop Leader!

Stewart Lancaster has held several senior management / director level positions across a range of financial services firms over the last 15 years, specialising over the last 7 years in CASS, operational risk and business intelligence where he has written extensively on the subject including authoring some of the industry qualifications as well as running industry seminars.