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Informa

26-28 March 2019
London

10th Annual Client Assets Protection Forum

The Premier CASS Event

Your one-stop-shop for updates on CASS Audits, Outsourcing, TTCAs, Legacy Assets and much more!

HIGHLIGHTS

Key Sessions
  • The Auditor's Panel with;
    • KPMG
    • EY
    • BDO
    • Deloitte
  • Understanding and Overcoming the Challenges of Record-Keeping & Reconciliations

    • Trade date vs settlement date

  • Understanding TTCAs and Variation Margin Exchange
Key Reasons for Attendance

This concise conference is a perfect opportunity to get up-to-date on the latest regulatory developments affecting client assets protection, such as the Senior Managers & Certification Regime, changes to the audit standard, recent enforcement action and MiFID.

With comprehensive technical coverage of compliance in outsourcing, the new assurance standard and auditor insights into key issues, this is the premier event for anyone working with client assets. 

Key Themes
  • Getting your CASS Culture and BAU processes right
  • Managing CASS IT Governance
  • Managing CASS Obligations under SMCR

Pre-Conference Workshop - Addressing the challenges of CASS MI

MORNING SESSION
  • Meeting expectations for effective CASS MI
  • Oversight and governance requirements
  • Tailoring the MI framework to your organisation
  • MI considerations
  • Meaningful indicators
  • Data sources
  • Data visualisations
AFTERNOON SESSION
  • Best practice examples
  • 20 principles for using excel within your business
  • Building your MI framework

ATTENDING THIS WORKSHOP WILL INCREASE YOUR KNOWLEDGE IN
  • Key considerations for an effective MI framework
  • Best practice examples and common pitfalls
  • How to identify the key metrics that matter
  • Tailoring the MI framework to your organisation
  • Using MI to demonstrate effective oversight
  • MI as a tool to manage your CASS risks

Post-Conference Workshop - CASS Oversight & Governance

MORNING SESSION
  • Introduction
  • The FCAs focus in respect of CASS
  • Key CASS, SUP and SYSC rules to know
  • Audit standards
  • Internal CASS controls
  • Identifying and mitigation key CASS risks
AFTERNOON SESSION
  • 5 pillars of CASS
  • Principles of Good CASS governance
  • Meaningful CASS MI
  • Identifying the key metrics that matter
ATTENDING THIS WORKSHOP WILL INCREASE YOUR KNOWLEDGE IN
  • Understanding the regulatory focus
  • How to identify the key risk areas for review
  • How to demonstrate effective CASS oversight
  • The CASS governance and reporting requirements
  • How to mitigate your CASS risks
  • Understanding the regulatory ‘red flags’
  • Best practice examples and common pitfalls

Bronze Sponsors

BECOME A 2019 PARTNER


The 10th UK Practitioners Forum on Client Assets Protection 2019 offers a variety of commercial opportunities to raise your profile to our focused audience of asset management professionals.

We tailor specific packages to help you meet and influence the people who are going to ensure the growth of your business now and in the future. 

With a clear understanding of your overall marketing strategy, we will work in partnership with you to develop a bespoke solution to meet your objectives. 

Get in touch with Jo Dixon to discuss speaking and exhibition opportunities.