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Informa
08:30 - 09:00 30 mins
Registration
09:00 - 09:10 10 mins
Chairman's Opening Remarks
09:10 - 09:50 40 mins
Evolving Client Asset Assurance
  • The FRC post implementation review;
  • Feedback provided
  • Options for further developing assurance;
  • Monitoring;
  • The way forward.
  • Mark Babington - Deputy Director, Audit Policy, Financial Reporting Council
09:50 - 10:40 50 mins
Head of CASS Think Tank: What does good BAU look like?
  • Embedding a CASS Culture
  • Board & Senior Management Buy-in
  • Graham Willcox - CF10a, Coutts
  • Chris Golland - CF10a, Head of CASS & Middle Office, Aviva
  • Elaine Rogers - Senior Vice President, Head of Global Functional Control and CASS Office, Northern Trust
10:40 - 11:00 20 mins
Morning Coffee
11:00 - 11:40 40 mins
Evolving Best Practice in Outsourcing Governance & Oversight
  • Robert Forbes - Director CASS, CF10a, RBC Investor & Treasury Services
  • Hasan Jafri - Senior Manager Client Money and Assets Compliance, HSBC
  • Daniel Harper - CF10a, Investec Asset Management
  • Fiona Raistrick - Partner, BDO
11:40 - 12:10 30 mins
CASS Rules and Controls Mapping
  • Impact on Auditors and Firms;
  • Understanding your Business Structure;
  • Scope and Justification; 
  • Ongoing Maintenance;
  • Appetite for Automation.
  • Kieran Millar - Senior CASS Analyst, AutoRek
12:10 - 12:50 40 mins
Understanding and Overcoming the Challenges of Record-Keeping & Reconciliations
  • Trade date vs settlement date
  • Shaid Moughal - Head of CASS, Standard Life
12:50 - 13:50 60 mins
Lunch
13:50 - 14:50 60 mins
Panel Session: The Auditor Perspective
  • Amarjit Singh - Partner, EY
  • Richard Andrews - Partner, KPMG
  • Stuart McLaren - Partner, Deloitte
  • Peter Smith - Partner, BDO
  • Steven Linnegar - Director, PwC
14:50 - 15:20 30 mins
Understanding TTCAs and Variation Margin Exchange
  • Mduduzi Mswabuki - Partner, EY
15:50 - 16:10 20 mins
Afternoon Coffee
16:10 - 16:35 25 mins
SMCR – An Implementation Case Study
  • Ainhoa Sevillano-Paton - Head of Client Assets Risk & Compliance, Aviva Investors
16:35 - 17:15 40 mins
Managing CASS Compliance under SMCR – Practical Considerations
  • Fiona King - EMEA Client Asset Oversight Officer, Citi
  • David Murray - Client Asset Director, Lloyds Banking Group
  • Peter Norman - Managing Director, Client Service Delivery, Pershing
  • Gillian Lancaster - Managing Director, Global Markets Operations Client Assets Oversight, Bank of America Merrill Lynch
17:15 - 17:45 30 mins
Dealing with Value-Less & Legacy Assets
17:45 - 17:55 10 mins
Chairman's Closing Remarks