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Elaine Rogers Senior Vice President, Head of Global Functional Control and CASS Office at Northern Trust

Profile

Elaine has 20 years of Financial Services experience specializing in CASS over the last 10 years. She currently holds the SMF role for Client Asset at Northern Trust. Elaine’s main responsibility is to maintain oversight and governance of end to end systems and controls for the protection of client assets to ensure compliance with the FCA’s client asset regulation. Additionally, Elaine is the Global Head of Operations Control responsible for oversight of risk and control infrastructures. Prior to her current roles, Elaine specialized in providing technical regulatory advise to financial services firms and has extensive Big 4 experience in managing a number of CASS Client Asset engagements involving the review of and assessment of processes, controls and governance frameworks.

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