10th Annual Client Assets Protection Forum is part of the Informa Connect Division of Informa PLC

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Fiona King
EMEA Client Asset Oversight Officer at Citi


Fiona is currently the Client Asset & Depositor Protection Officer for Citigroup companies in EMEA.  Before this role she held a similar position at Deutsche Bank where she was also the Regional Head for the Regulatory Group in Technology & Operations.

Fiona has over 30 years’ experience in the financial services industry and has spent most of it as a securities regulator, where she worked in Supervision, Policy, Risk, Strategy and finally became the Technical Head of The Client Asset Unit at the UK’s Financial Conduct Authority.

As the registered Senior Manager at Citi for Client Asset Oversight in the UK, Fiona is responsible for the effective operation of the systems and controls designed to achieve compliance with the rules and is accountable to the governing bodies and Boards of the companies that hold investment money and client assets throughout the EMEA region.

Fiona is an active member of the regulatory community and a member of the International Regulatory Professional Forum and International Committee of the Chartered Institute of Securities & Investments.  Apart from Fiona's broad regulatory knowledge and particular expertise in the field of client asset and depositor protection, she qualified as a Governance Professional of the ICSA is a member of the Worshipful Company of Chartered Secretaries & Administrators and holds a Master’s degree in Corporate Governance.

Fiona King's Network

Agenda Sessions

  • Managing CASS Compliance under SMCR – Practical Considerations