This site is part of the Informa Connect Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

15th Annual Client Assets Protection Forum
Conference: 5 June 2024
Workshops: 4 & 6 June 2024
Millennium Hotel London KnightsbridgeLondon

Stewart Lancaster
Head of CASS Oversight at Close Brothers Asset Management
Speaker

Profile

With over 20 years financial services experience, specialising in asset management, Stewart has held Head of CASS roles for the past seven years. He holds a diploma in Investment Operations from the Chartered Institute of Securities and Investment where he holds Chartered Fellow status. He has prior experience in the development operational risk and control frameworks in asset managers as well as Section166 FCA requests and investigations from the FCA. Stewart sits of the CISI client assets panel and is the author of a number of published books including the CISI operational risk textbook for the IOC. Stewart is an industry speaker on client assets compliance best practice.

Agenda Sessions

  • Chairman's opening remarks

    09:00
  • Assessing the full implications of company outsourcing

    10:00
  • Chairman's closing remarks

    16:30