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22 May 2019
The Bloomsbury Hotel,

Extension of the Senior Managers & Certification Regime

Benchmark your SMCR Procedures and December 2019 Preparations against Asset Management Firms, Banks and Insurers

Tackle Conduct Rule Breaches, complying with the SMCR cross-border, classifying Certified Persons, staff training requirements and more...

Explore what's new for 2019...

Prepare for December 2019 Implementation
  • Hear from the FCA's David Blunt on the final SMCR rules 
  • Improve internal training processes and adoption of conduct rules 
  • Tackle Senior Manager responsibilities & classifying CPS
Discuss Consistent Implementation of the SMCR
  • Determining conduct rule breaches and regulatory referenes
  • Ensure SMs act consistently and take reasonable steps 
  • Comply with the regime & establish strong frameworks overseas 
Benchmark SM&CR Preparations against the Industry
  • Hear from insurers on their early implementation experiences 
  • Discuss initial adoption of the SMCR from major banks 
  • Compare December 2019 preparations with asset management firms 

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