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Mark D. Schein

Chief Compliance Officer and Managing Director at York Capital Management

Profile

Mark Schein is the Chief Compliance Officer and Managing Director at York Capital Management.  In 2005, Schein joined York as their first compliance officer and set up their Compliance Department.  Since then he has been overseeing all aspects of regulatory compliance for the Firm which is registered in the US, UK, and Hong Kong. York Capital Management is a multi-strategy hedge fund manager with approximately $18 billion in assets under management. York has approximately 8 different strategies including equities, credit funds, distressed credit, two private equity funds and sub-advises mutual funds.

Prior to joining York, Mark spent 5 years at the Bronx District Attorney’s Office prosecuting police corruption and organized crime, 5 years at the New York Stock Exchange’s Enforcement Division prosecuting violations of Exchange rules and federal securities laws, and 4 years at US Trust Company in charge of broker dealer compliance and Schwab Capital Markets where he ran Anti-Money Laundering Compliance.

Mark is presently an adjunct professor at Vanderbilt University Law School and serves on the Vanderbilt Law School Board of Advisers.

Williams College Class of 1988; Vanderbilt Law School Class of 1991

Agenda Sessions