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7:30 am 8:15 am (45 mins)

Main Summit - GAIM Ops 2017

Breakfast and Registration - GAIM Ops West 2017

8:15 am 8:30 am (15 mins)

Main Summit - GAIM Ops 2017

Welcome Remarks - Day 2

8:30 am 9:20 am (50 mins)

Main Summit - GAIM Ops 2017

Survey and Discussion: Changing Fund structures – innovations, obstacles and opportunities

9:20 am 10:10 am (50 mins)

Main Summit - GAIM Ops 2017

Regulators Panel - CTFC, SEC, FBI, DoJ & NFA priorities and the enforcement landscape

10:10 am 10:50 am (40 mins)

Main Summit - GAIM Ops 2017

KEYNOTE: Innovating through disruption and uncertainty

10:50 am 11:20 am (30 mins)

Main Summit - GAIM Ops 2017

Coffee & Refreshments

12 pm 12:40 pm (40 mins)

Main Summit - GAIM Ops 2017

KEYNOTE: West Coast talent

12:40 pm 2 pm (80 mins)

Main Summit - GAIM Ops 2017

Lunch & speaker hosted lunch tables

1:55 pm 2 pm (5 mins)

Main Summit - GAIM Ops 2017

Start of Stream Sessions

Choose from seasons in three streams:

  • ODD & Compliance
  • Operational Alpha: evolution of fund structures and fees
  • Technology for Ops & Compliance

2:45 pm 2:50 pm (5 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

Room change

2:50 pm 3:35 pm (45 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

Co-investing for Managers: balancing investor needs, ODD and operational challenges

3:35 pm 4 pm (25 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

Refreshments & Networking

4 pm 4:45 pm (45 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

SMAs, tailored funds, Fund of one

4:45 pm 4:50 pm (5 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

Room change

4:50 pm 5:35 pm (45 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

How can Ops create alpha – Idea Talks

5:35 pm 5:40 pm (5 mins)

Operational Alpha: evolution of fund structures and fees (Day 2)

End of Stream

2 pm 2:45 pm (45 mins)

Compliance & ODD (Day 2)

Insider trading: recent case law and what it means for the MNPI boundary (Cooperman, Newman, Deerfield)

2:45 pm 2:50 pm (5 mins)

Compliance & ODD (Day 2)

Room change

3:35 pm 4 pm (25 mins)

Compliance & ODD (Day 2)

Refreshments & Networking

4 pm 5:30 pm (90 mins)

Compliance & ODD (Day 2)

Mini-Workshops on ODD & Compliance

Roundtable discussions on ODD & Compliance. 10 per table for an intimate group discussion lead by one of our expert speakers. Designed for you to get into the details of Ops and Compliance topics and have your key questions answered. First come first served, tables repeat 2 times:

Rotation 1: 16.00 | Table Switch: 16.45 | Rotation 2: 16.50 | Concludes: 5:30

Topics including:

• Whistleblowers policies

• Political contributions & SEC fines

• DoL Fiduciary Rule: what to do given uncertainty

• CCO Best Practices

• Conflicts of interest: management and developments

• Complying with terms in PB agreements

• Shadow fund admin

• Succession planning and crisis management


5:35 pm 5:40 pm (5 mins)

Compliance & ODD (Day 2)

End of Stream

5:40 pm 7:40 pm (120 mins)

Main Summit - GAIM Ops 2017

Partner's Party! GAIM Games and Drinks