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GAIM Ops West
October 28 - 30 2024
Omni La Costa Resort & SpaCarlsbad, CA

Sarah Pikover
Chief Compliance Officer and Director of Operations at 137 Ventures
Speaker

Profile

Sarah is the chief compliance officer & director of operations at 137 Ventures. She is responsible for regulatory compliance and operational matters. Previously, she was the director of compliance at TriLinc Global, LLC where she was responsible for developing, implementing, and overseeing the compliance-related activities of the firm and its affiliates. Prior to TriLinc Global, Sarah was an assistant vice president at Cordium (Acquired by ACA Group), a compliance advisory firm. She was also a senior compliance consultant at David Landau & Associates, LLC, where she provided regulatory compliance advisement to investment advisers focused on private fund compliance. Sarah holds a BS in international business from Georgetown University and a JD from the University of San Francisco School of Law.

Agenda Sessions

  • Compliance and legal change – action points for managers

    16:00

At this event