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Informa

27 June 2019
The Bloomsbury Hotel,
London

Market Oversight & Surveillance Forum

Understand New Behaviours, Recent Regulatory Focus, New Tools and Class-specific Issues

Deep Insight | Real-World Experts | Practical Takeaways

Why You Should Attend:

Deep Insight Discussions
  • Developing Interconnectivity between Financial Crime & Market Abuse Systems and Controls
  • Developing Effective Information Access Controls – External and Internal
  • Evolving Methods for Market Manipulation Prevention & Identification – Behaviours, Training & Technologies
Industry-Led Case Study

Andrew Brodie from BNP Paribas will be talking about the concept of holistic surveillance including;

  • Governance framework
  • Trade data monitoring and prioritisation.
  • Integration of communication channels, emails, chats, voice and languages.
  • Reconstruction capabilities.
Key Themes

Get to grips with class-specific compliance across: 

  • Equities
  • FX
  • Fixed Income

Gold Sponsor

Exhibitor

Become 2020 Event Partner and Raise Your Profile Within the Market Oversight & Surveillance Space