27 - 28 September
MiFID II Implementation - The 5th Annual European Practitioners' Forum
Specifically timed to address final FCA and ESMA releases, market outcomes and Firms’ readiness as the January 2018 deadline approaches.
Join Regulators, Buy-Side and Sell-Side Firms!
Financial Conduct Authority & 40+ leading MiFID II experts from Buy-Side and Sell-Side firms...
What's on the agenda for 2017?
Just some of the topics to be covered at the 4th Annual instalment of this unique MiFID II Forum....
FCA Perspective: Feedback on Expectations for MiFID II Adoption and Key Messages for Firms
Addressing Brexit’s Potential Impact on MiFID II and 3rd Country Equivalence
EU Commission Perspective: Clarifying the Current Regulatory Position and Interdependencies with other Regulatory Initiatives
Market Structure & Best Execution
Remaining MTFs vs OTFs vs SIs Issues and Key Practical Business Implications for Equities and Non-Equities
Compliance with the New Best Execution Disclosure Requirements
Implementation of the New Market Making, DEA, Algorithmic and High Frequency Trading Systems and Controls to Date
Product Governance & Unbundling
Product Governance Challenges including Defining Target Market for Suitability and Appropriateness
Costs and Charges Disclosure Challenges and Requirements
Finalised Research Unbundling Rules and Practical Implications
Examining Equity Pre- and Post-Trade Transparency Requirements Including the Impact on Dark Pools Trading Caps
Impact of Non-Equity Pre- and Post-Trade Transparency Requirements Including Liquid Market Definitions and Emergence of the APA
Practical Impact of the New Derivatives Trading Obligations including Cross Border and Calibration Issues
Repapering & Project Management
Tackling the Documentation and Repapering Challenges Associated with MiFID II Implementation
New Investor Protection Requirements for Record Keeping, Call Recording
What are the Implementation Experiences and Expectations to Date
Trade & Transaction Reporting
Practical Challenges of Meeting the New Trade and Transaction Reporting Requirements
How are the New Trade and Transaction Reporting Requirements Being Met in Practice
The 5th Annual MiFID II Forum in numbers
Plus, also attend the two practical workshops:
Don't miss the pre- and post-conference workshop providing an opportunity to delve deeper into key issues, share more experiences, and raise your Firm's issues on complex areas and where precise requirements remain unclear.
Pre-Conference Workshop - 26 September 2017:
Navigating the Regulatory and Operational Challenges of MiFID II Implementation
- Conflicts of Interest, Inducements and Investment Research
- Best Execution
- Product Governance
- Governance & Oversight Frameworks
- Future for MiFID II Regulation
Post-Conference Workshop - 29 September 2017:
Practical Guidance Trade & Transaction Reporting Under MiFIR
- European Regulatory Reporting Landscape
- MiFID Transaction Reporting
- Regulatory Challenges and Governance
- MiFID Transaction Reporting
- Operational Oversight and Assurance
Workshop Style & Leader
These workshops are designed to be participative throughout combining key formal presentations, case studies and syndicate discussion sessions. Delegates will be able to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Vivienne Bannigan, Founder of Granuaile, has extensive experience in Wholesale Capital Markets in both the public and private banking sector in the UK and internationally. She advises senior management on regulatory policy changes, facilitating the designing of business strategy and frameworks to manage the regulatory and operational risk. Vivienne has experience gained as a regulator, a consultant, an Operations Compliance Director and BBA’s lead policy director of members' response to MiFID II.
Become an Event Partner and raise your Firm's profile within the MiFID II space...
As an event sponsorship or exhibition Partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for MiFID II. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved! For a bespoke package, contact Sophie Serhan on Sophie.Serhan@informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.