Financial Conduct Authority & 40+ leading MiFID II experts...
What's on the agenda for 2017?
Just some of the topics to be covered at the 4th Annual installment of this unique MiFID II Forum....
EU Commission Perspective: Clarifying the Current Regulatory Position and Interdependencies with other Regulatory Initiatives
Addressing Brexit’s Potential Impact on MiFID II and 3rd Country Equivalence
FCA Perspective: Feedback on Expectations for MiFID II Adoption and Key Messages for Firms
Market Structure & Best Execution
Remaining MTFs vs OTFs vs SIs Issues and Key Practical Business Implications for Equities and Non-Equities
Compliance with the New Best Execution Disclosure Requirements
Implementation of the New Market Making, DEA, Algorithmic and High Frequency Trading Systems and Controls to Date
Examining Equity Pre- and Post-Trade Transparency Requirements Including the Impact on Dark Pools Trading Caps
Impact of Non-Equity Pre- and Post-Trade Transparency Requirements Including Liquid Market Definitions and Emergence of the APA
Practical Impact of the New Derivatives Trading Obligations including Cross Border and Calibration Issues
Product Governance & Unbundling
Product Governance Challenges including Defining Target Market for Suitability and Appropriateness
Costs and Charges Disclosure Challenges and Requirements
Finalised Research Unbundling Rules and Practical Implications
Position of Current MiFID II Implementation Projects and Guidance on Meeting Regulatory and Business Expectation
New Investor Protection Requirements for Record Keeping, Call Recording, Trade Reconstruction and Retention and Monitoring
Trade & Transaction Reporting
Practical Challenges of Meeting the New Transaction Reporting Requirements
How are the New Trade and Transaction Reporting Requirements Being Met in Practice
The 4th Annual MiFID II Forum in numbers
Workshop: Navigating the Regulatory and Operational Challenges of MiFID II Implementation
Don't miss the post conference workshop providing an opportunity to delve deeper, share more experiences, and raise your Firm's issues on complex areas and where precise requirements remain uncertain.
Key topics covered include:
- Conflicts of Interest, Inducements and Investment Research
- Best Execution
- Product Governance
- Governance & Oversight Frameworks
- Future for MiFID II Regulation
This workshop is designed to be participative. The agenda will combine key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for delegates to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Vivienne Bannigan, Found of Granuaile has extensive experience in Wholesale Capital Markets in both the public and private banking sector in the UK and internationally. She advises senior management on regulatory policy changes, facilitating the designing of business strategy and frameworks to manage the regulatory and operational risk. Vivienne has extensive experience gained as a regulator, a consultant, an Operations Compliance Director and BBA’s lead policy director of members' response to MiFID II.
Become an Event Partner and raise your Firm's profile within the MiFID II space...
As an event sponsorship or exhibition Partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for MiFID II. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget. Don't miss your chance to get involved! For a bespoke package, contact Sophie Serhan on Sophie.Serhan@informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.