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Head of Compliance at CONVERGEX
Since 2011 Peter Simai is the Head of Compliance and responsible for the AML function at the equities brokerage firm Convergex Limited, UK.
Mr. Simai has worked in the financial services industry for over 25 years and has extensive experience of compliance, surveillance and operations functions within the securities related sector throughout Europe.
Prior to joining Convergex, Mr. Simai held senior compliance roles at an investment bank (Barclays Capital) a broker (ICAP) as well as at various stock exchanges (including the Swiss Exchange, Nasdaq OMX, Easdaq and Jiway). Mr. Simai has also worked for FINRA International.