IIR & IBC Finance is part of the Knowledge and Networking Division of Informa PLC

This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.

Informa

Peter Simai

Head of Compliance at CONVERGEX

Profile

Since 2011 Peter Simai is the Head of Compliance and responsible for the AML function at the equities brokerage firm Convergex Limited, UK.

Mr. Simai has worked in the financial services industry for over 25 years and has extensive experience of compliance, surveillance and operations functions within the securities related sector throughout Europe.

Prior to joining Convergex, Mr. Simai held senior compliance roles at an investment bank (Barclays Capital) a broker (ICAP) as well as at various stock exchanges (including the Swiss Exchange, Nasdaq OMX, Easdaq and Jiway). Mr. Simai has also worked for FINRA International.

Agenda Sessions