IIR & IBC Finance is part of the Knowledge and Networking Division of Informa PLC
This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 3099067.
Global Head of Operational Compliance at BARINGS
Rob has worked in asset management for over 20 years and joined Barings in September 2000 as Head of Operational Compliance, to create a global operational compliance function. This includes responsibility for Barings’ Transaction Reporting process, working with vendors like LSE-UnaVista, FundApps and KNEIP to implement reporting solutions for Shareholding Disclosures, EMIR, MiFID/MiFIR and AIFMD Annex IV Reporting.
Rob has worked with vendors like Fidessa and Markit to create effective, risk oriented guideline management functionality. She is passionate about influencing investment professionals to focus on the needs of clients during their decision making process and has written on the subject in industry journals, while addressing other operational risk topics. Rob is a member of Barings’ Operations Leadership Team and sits on their Client Asset Oversight Committee. Prior to joining Barings Rob worked for Citigroup (asset management) leading a London based fiduciary risk management team. She holds a Masters degree in Business Administration.