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September 2019

New Prudential Regime for EU Investment Firms - European Practitioners' Forum

Join European Commission, HM Treasury & multiple Investment Firms at the first event to address the new Prudential Framework for EU Investment Firms


We're still putting the 2019 programme together - if you'd like to know as soon as it's ready please register to get the latest event updates.

Or alternatively, you can see more conferences on our homepage...

The first event to address the New EU Prudential Regime for Investment Firms...

Hear direct from Regulators and clarify the latest position...

EU Commission Perspective: Identifying the Key Principles and Objectives of the New Prudential Framework for Investment Firms

  • EUROPEAN COMMISSION - Mattias Levin, Deputy Head of Unit, Financial Stability, Financial Services & Capital Markets Union

Regulatory Q&A: Towards a Workable Proportionate and Risk-Sensitive Regime

  • HM TREASURY - Claudia Trauffler, Senior Policy Adviser - Securities, Markets & Banking - Financial Service,
  • EUROPEAN COMMISSION - Mattias Levin, Deputy Head of Unit, Financial Stability, Financial Services & Capital Markets Union

Taking the Pulse: Insights into Recent Developments and Progress in the Legislative Process

Hear Investment Firms address the Practical Implications...

Fund & Asset Management Panel Session:

  • EFAMA - European Fund and Asset Management Association
  • Royal Bank of Canada Investment Management
  • Columbia Threadneedle
  • Grant Thornton
  • Veritas Investment Management
  • Baillie Gifford & Co

Trading Firms Panel Session:

  • Tower Research Capital Europe
  • European Principal Traders Association
  • Flow Traders B.V.
  • Liquid Capital Europe

Find out how each element of the New Regime will impact your Firm...
  • Clarifying Scope, Classification and the Treatment of Groups

  • Examining the New K-Factor Capital Calculations

  • Understanding the Governance and Remuneration requirements

  • Assessing the New Liquidity Expectations

  • Highlighting Disclosure and Reporting implications

  • Addressing Supervisory Powers and 3rd Country Entities

The 'New Prudential Regime for Investment Firms' Forum in Numbers...

17+ speakers
Sharing their experiences and expertise with you
13+ sessions
Proving solutions and guidance to your issues
60+ Attendees
Network with peers that share your challenges

Who attends Infoline's Investment Firm Risk & Capital Management Forums...

Gold Sponsor

Media Partner

Become an Event Partner and raise your Firm's profile on the New Prudential Regime...

As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for issues relating to the New Prudential Regime for Investment Firms. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget.

For a bespoke package, contact Sophie Serhan on or call: +44 (0) 207 551 9931, or click on the link below for more details.