Prudential Regime for EU Investment Firms - The 2nd Annual European Forum is part of the Informa Connect Division of Informa PLC

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25 September 2019
Crown Plaza London City,
19 New Bridge St, London EC4V 6DB

New Prudential Regime for EU Investment Firms - 2nd Annual European Forum

Join EBA, FCA, EU Commission, multiple Investment Firms & Trade Associations at the only event to specifically address the new Prudential Framework for EU Investment Firms

Attend this event and the 'ICAAP & Stress Testing for Investment Firms' - 9th Annual Forum' taking place the previous day and Save £100.

Contact Nick.Mavrommatis@KNect365.com - +44 (0) 20 337 73587

EBA, FCA & EU Commission confirmed to speak...


  • "EBA Perspective: Perspectives on the Move Towards a Level II Framework for the New Prudential Framework for EU Investment Firms"
  • "EU Commission Perspective: Identifying the Key Principles and Objectives of the New Prudential Framework for Investment Firms"
  • "Regulators’ Q&A: Towards a Workable Proportionate and Risk-Sensitive Regime"

The only dedicated event on the New EU Prudential Regime for Investment Firms...

Hear EBA , FCA & EU Commission clarify their latest position...

EBA Perspective: Perspectives on the Move Towards a Level II Framework for the New Prudential Framework for EU Investment Firms

  • EBA - European Banking Authority - Gabriel Cardi, Senior Policy Expert 

EU Commission Perspective: Identifying the Key Principles and Objectives of the New Prudential Framework for Investment Firms

  • European Commission - Mattias Levin, Deputy Head of Unit, Financial Stability

Regulators’ Q&A: Towards a Workable Proportionate and Risk-Sensitive Regime

  • FCA – Financial Conduct Authority - Duarte Delgado, Technical Specialist, Prudential Specialists
  • EBA - European Banking Authority - Gabriel Cardi, Senior Policy Expert
  • European Commission - Mattias Levin, Deputy Head of Unit, Financial Stability,
Hear Firms address the Practical Implications on the Q&A sessions...

K-Factor Panel Session: Transitioning to the New Regime and Potential Capital Implications

  • XTX Markets - BlackRock - Flow Traders - EFAMA - European Fund and Asset Management Association - and others...


Retail Firm Practical Implications Panel Session

  • BlackRock - Veritas Investment Management - and others...


Wholesale Firm Practical Implications Panel Session

  • Royal Bank of Canada Investment Management - EPTA – European Principal Traders Association - TP ICAAP - and others...
Find out how each element of the New Regime will impact your Firm...
  • Regulators on Level II Framework transition and national implementation
  • Clarifying Classification, Scope and the Treatment of Groups including consolidation
  • Examining the New K-Factor Capital Calculations
  • Understanding Remuneration and Governance requirements
  • Implementation and impact insights from Wholesale and Retail firm
  • Assessing the New Liquidity Expectations
  • Highlighting Disclosure and Reporting implications
  • Addressing Supervisory Powers and 3rd Country Entities

The 'New Prudential Regime for Investment Firms' Forum in Numbers...

20+ speakers
Sharing their experiences and expertise with you
11+ sessions
Proving solutions and guidance to your issues
70+ Attendees
Network with peers that share your challenges

Become an Event Partner and raise your Firm's profile on the New Prudential Regime...


As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for issues relating to the New Prudential Regime for Investment Firms. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget.

For a bespoke package, contact Sophie Serhan on Sophie.Serhan@informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.

Who attends Infoline's Investment Firm Risk & Capital Management Forums...

Aberdeen Asset Management - CG Asset Management - Insight Investment - Pramerica Financial - XTX Markets - Brewin Dolphin - IFDL - Neptune investment Management - Scio Capial - ADM Investor Services International - Computershare - Integrated Financial Arrangements - Newton Investment Management - Standard Life Investments - Alliance Bernstein - Credo Wealth - Invesco Perpetual - Platina Partners - Towry - Architas - Dimensional Fund Advisors - Investment Funds Direct - ActiveTrades - Citadel Investment Group - Integrafin - Numis Securities - Thesis Asset Management - AVIVA Investors - Equiniti - Jane Street Europe - PGIM Financial - Tibra Global Service - Aviva Wrap - Fidelity International - KBI Global Investors - RSA plc & Lion Trust Asset Management - Veritas Investment Management - AXA Investment Managers - FNZ - KOTC - Swiss Re - Ascentric - East Capital Management S.A. - James Hambro & Partners - Royal Bank of Canada Investment Management - UBS Asset Management - BlackRoc - GAM - Manulife Asset Management - Royal London Platform Services - Vanguard Asset Management - BNP Paribas Asset Management - Haggards Crowther - Miton Group Service Company - Sarasins & Partners - BNY Mellon - Hargreaves Lansdown - Nucleus Financial Services - Tradition - Baillie Gifford & Co - FXCM - M&G Investments - Ruffer - Cantor Fitzgerald -BGC Partners - IFG Group - Martin Currie Investment Management - IM Asset Management - NFU Mutual - Sumitomo Mitsui Trust

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