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Dominic Fielding
Head of Compliance & MLRO at Heartwood

Profile

Dominic joined Handelsbanken Wealth in 2016 as MLRO and Head of Compliance. He has worked in Financial Services for over 25 years and has extensive investment and private client regulatory experience. Before joining Handelsbanken, Dominic was Chief Risk Officer at Duncan Lawrie Asset Management after a period as Internal Audit Director at Friends Life Group (now Aviva). He was a Director of Regulatory Practice at PriceWaterhouseCoopers, where he worked with clients across financial services dealing with regulatory risks including Financial Crime assessments and remediation. Prior to this, he worked in major banks supervision at the regulator (London) and dispute resolution at the Financial Ombudsman Service. Dominic holds a Bachelors and Masters degree in Law from the University of London.

Dominic Fielding's Network

Agenda Sessions

  • Responding To The Financial Crime Demos: Industry Discussion & Feedback

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