26 - 27 September 2017
ICAAP & Stress Testing for Investment Firms - 7th Annual Practitioners' Forum
The only Forum to focus specifically on ICAAP & Stress Testing challenges for the Investment Firms Sector
Clarify Regulatory Expectations - Gain Expert Guidance - Hear Practical Experiences
15+ speakers including 9 Investment Firms...
What's on the agenda at the 7th Annual Forum:
Benefit from regulatory guidance and insights into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms
An agenda focusing on today's key topics:
- Current SREP Feedback, Section 166 Themes
- SREP Reviews Preparation and Management
- Wind-Down Planning Following 2016 FCA’s Guidance
- Enhancing Board and Business Engagement and Ownership
- Stress and Reverse Stress Testing
- Quantifying Operational Risk Capital
- Meeting Liquidity SREP Assessment Expectations
Gain regulatory updates on key developments:
- EBA’s Proposals for New Prudential Regime for Investment Firms Update
- James Hawkins, Senior Manager, Asset & Wealth Management, PWC
- FCA & Industry Practitioner Q&A Session: Addressing ICAAP and Stress Testing within Investment Firms
- FCA Representative: Under Invitation
- Industry Representative: Andrew Brand, Head of Operational Risk, XTX Markets
Multiple case studies from Investment Firms including:
Adrian Mackaay, Blackrock: Addressing Wind-Down Planning Following the 2016 FCA’s Guidance from a Practioners' Perspective
- Liezl De Villiers, AVIVA Investors: Balancing Usefulness vs Simplicity When Quantifying Operational Risk Capital under ICAAP
- Luca Oglina, FNZ: Experience Gained Preparing for and Managing SREP On-Site and Off-Site Reviews
Also attend the associated practical workshop...
Don't miss the post-conference workshop providing an opportunity to delve deeper into key issues, share more experiences, and raise your firm's issues:
Post- Conference Workshop - 27 September 2017:
Adding Practical Value
Embedding Stress Testing & ICAAP into Business Strategy & Management
within Investment Firms
Andrew Brand, Head of Operational Risk, XTX Markets
Andrew has many years of hands-on risk management experience. He is Head of Operational Risk at XTX Markets, having previously performed a similar role at Close Brothers. Prior to that he spent eight years at a major investment management firm where, as Enterprise Risk Manager, he was responsible for both internal and external risk reporting. He was also responsible for Basel and ICAAP implementation, leading the team that designed and implemented the firm’s regulatory risk framework.
This workshop is designed to be participative throughout. The agenda will combine key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for delegates to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Registration: 9.00am • Workshop commences: 9.30am • Workshop closes: 4.30pm
The 7th Annual ICAAP & Stress Testing for Investment Firms Forum in Numbers...
Just some of the past attendees to Infoline's Investment Firm risk & capital Forums include...
Towry - XTX Markets - FXCM Ltd - KCG - AIG Asset Management (Europe) - UBS Asset ManagementAlliance - Sarasins & Partners - Alpari UKArchitas -Trust - AVIVA Investors - James Hambro & Partners - Nucleus Financial Group - AXA Investment Managers - Newton Investment Management - Baillie Gifford & Co - Turcan Connell Assett Management - Hargreave Hale - BNP Paribas Investment Partners - Brewin Dolphin Plc - Swiss Re - Central Bank of Ireland - Solo Captial - Citadel Investment Group - Sarasins & Partners - Columbia Threadneedle Investments - DIAM International - European Capital Financial Services - GAM - Invesco Perpetual - Blackrock - Kleinwort Benson Investors - Martin Currie Investment Management - Neptune investment Management - NFU Mutual - Pershing - Pramerica Financial - Sberbank CIB - Scio Capial - Standard Life Investments - M&G Investments - Tcam Asset Management - Cantor Fitzgerald - Threadneedle International - Tradition - Vanguard Asset Management - BGC Partners
Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...
As an event sponsorship or exhibition Partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Risk & Capital Management within Investment Firms. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget.
For a bespoke package, contact Jo Dixon on firstname.lastname@example.org or call: +44 (0) 207 551 9318, or click on the link below for more details.