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26 - 27 September 2017

ICAAP & Stress Testing for Investment Firms - 7th Annual Practitioners' Forum

The only Forum to focus specifically on ICAAP & Stress Testing challenges for the Investment Firms Sector

Clarify Regulatory Expectations - Gain Expert Guidance - Hear Practical Experiences

Conference & Workshop Venues

FCA Speaker Now Confirmed!!!

Benefit from hearing directly from the FCA during the unique Q&A session:

"FCA & Industry Practitioner Q&A: Addressing ICAAP and Stress Testing within Investment Firms"

  • FCA Representative: Duarte Delgado, Prudential Specialist, FCA
  • Industry Representative: Andrew Brand, Head of Operational Risk, XTX Markets

What's on the agenda at the 7th Annual Forum:

An agenda focusing on today's key topics:
  • Current SREP Feedback, Section 166 Themes
  • SREP Reviews Preparation and Management
  • Wind-Down Planning Following 2016 FCA’s Guidance
  • Enhancing Board and Business Engagement and Ownership
  • Stress and Reverse Stress Testing
  • Quantifying Operational Risk Capital
  • Meeting Liquidity SREP Assessment Expectations
Gain FCA & EBA regulatory updates on developments:

FCA & Industry Practitioner Q&A Session: Addressing ICAAP and Stress Testing within Investment Firms

  • FCA Representative: Duarte Delgado, Prudential Specialist, FCA
  • Industry Representative: Andrew Brand, Head of Operational Risk, XTX Markets

EBA’s Proposals for New Prudential Regime for Investment Firms Update

  • James Hawkins, Senior Manager, Asset & Wealth Management, PWC
Multiple case studies from Investment Firms including:
  • Adrian Mackaay, Blackrock: Addressing Wind-Down Planning Following the 2016 FCA’s Guidance from a Practioners' Perspective

  • Liezl De Villiers, AVIVA Investors: Balancing Usefulness vs Simplicity When Quantifying Operational Risk Capital under ICAAP
  • Luca Oglina, FNZ: Experience Gained Preparing for and Managing SREP On-Site and Off-Site Reviews

Also attend the associated practical workshop...

Post- Conference Workshop - 27 September 2017:

Adding Practical Value

Embedding Stress Testing & ICAAP into Business Strategy & Management

within Investment Firms

Workshop Leader:

Andrew Brand, Head of Operational Risk, XTX Markets

Andrew has many years of hands-on risk management experience. He is Head of Operational Risk at XTX Markets, having previously performed a similar role at Close Brothers. Prior to that he spent eight years at a major investment management firm where, as Enterprise Risk Manager, he was responsible for both internal and external risk reporting. He was also responsible for Basel and ICAAP implementation, leading the team that designed and implemented the firm’s regulatory risk framework.

Workshop Style:

This workshop is designed to be participative throughout. The agenda will combine key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for delegates to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.

Registration: 9.00am • Workshop commences: 9.30am • Workshop closes: 4.30pm

The 7th Annual ICAAP & Stress Testing for Investment Firms Forum in Numbers...

15+ speakers
Sharing their experiences and expertise with you
10+ sessions
Proving solutions and guidance to your issues
60+ Attendees
Network with peers that share your challenges

Just some of the past attendees to Infoline's Investment Firm risk & capital Forums include...

Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...