24 - 25 September 2018
The Bloomsbury Hotel,
16-22 Great Russell Street, London WC1B 3NN
ICAAP & Stress Testing for Investment Firms - 8th Annual Practitioners' Forum
The only Forum to focus specifically on ICAAP & Stress Testing challenges for the Investment Firms Sector
Clarify Regulatory Expectations - Gain Expert Guidance - Hear Practical Experiences
FCA + 17 other speakers including 10 Investment Firms...
What's on the agenda at the 8th Annual Forum:
Benefit from regulatory guidance and insights from FCA into practical experiences via multiple case studies and panel sessions featuring capital management specialists from investment firms
An agenda focusing on today's key Regulatory requirements and expectations:
- Update on New Prudential Regime for Investment Firms
- FCA key messages on ICAAP & stress testing
- Current ICAAP, SREP Feedback, Section 166 themes
- SREP Reviews preparation and management
- Wind-Down Planning financial and operational elements
- Ensuring Business Understands risk capital impacts
- Stress and Reverse Stress Testing struggle points
- Simplifying Operational Risk capital quantification
- Liquidity policy and control best practice
FCA, Banks & Advisors allowing you to benchmark your approach with latest practice:
Financial Conduct Authority (FCA) Q&A: Key Messages on ICAAP and Stress Testing for Investment Firms
- Duarte Delgado, Prudential Specialist, FCA
How and Where Liquidity Policy and Controls are Falling Short of Expectations
- Brian Thornhill, Associate Director, Deloitte
Current ‘Struggle Points’ in Stress and Reverse Stress Testing Practice
- Campbell McCord, Senior Manager, Wealth & Asset Management, EY
Ensuring the Business Understands the ICAAP Process, Operational Risk Outputs and Risk Capital
- Mushfiq Ahmed, Risk Manager, Aviva Investors
Your questions answered by Big 4 Advisors & Investment Firms on the Q&A Sessions:
Advisory Firms: Current ICAAP Expectations, SREP Feedback, Section 166 Themes
- EY - KPMG - Deloitte - PWC
Investment Firms: Experiences Gained Preparing for and Managing SREP Reviews
- Alliance Berstein - Blackrock - Aviva Investors - Cantorn Fitzgerald - Vanguard Asset Management
Investment Firms: Wind-Down Planning Enhancements to Financial and Operational Elements of Plans
- Martin Currie Investment Management - Fidelity International - Veritas Investment Management
Also attend the associated pre-conference workshop...
Don't miss the pre-conference workshop providing an opportunity to delve deeper into key issues, share more experiences, and raise your firm's issues:
Pre-Conference Workshop - 24 September 2018:
Adding Practical Value
Embedding Stress Testing & ICAAP into Business Strategy & Management
within Investment Firms
Andrew Brand, Head of Operational Risk, XTX Markets
Andrew has many years of hands-on risk management experience. He is Head of Operational Risk at XTX Markets, having previously performed a similar role at Close Brothers. Prior to that he spent eight years at Threadneedle Investments where, as Enterprise Risk Manager, he was responsible for both internal and external risk reporting. He was also responsible for Basel and ICAAP implementation, leading the team that designed and implemented the firm’s regulatory risk framework.
This workshop is designed to be participate throughout. The agenda will combine key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for delegates to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.
Registration: 9.00am - Workshop Start: 9:30am - Workshop Close: 4.30pm
The 8th Annual ICAAP & Stress Testing for Investment Firms Forum in Numbers...
Just some of the past attendees to Infoline's Investment Firm risk & capital Forums include...
Towry - XTX Markets - FXCM Ltd - KCG - AIG Asset Management (Europe) - UBS Asset ManagementAlliance - Sarasins & Partners - Alpari UKArchitas -Trust - AVIVA Investors - James Hambro & Partners - Nucleus Financial Group - AXA Investment Managers - Newton Investment Management - Baillie Gifford & Co - Turcan Connell Assett Management - Hargreave Hale - BNP Paribas Investment Partners - Brewin Dolphin Plc - Swiss Re - Central Bank of Ireland - Solo Captial - Citadel Investment Group - Sarasins & Partners - Columbia Threadneedle Investments - DIAM International - European Capital Financial Services - GAM - Invesco Perpetual - Blackrock - Kleinwort Benson Investors - Martin Currie Investment Management - Neptune investment Management - NFU Mutual - Pershing - Pramerica Financial - Sberbank CIB - Scio Capial - Standard Life Investments - M&G Investments - Tcam Asset Management - Cantor Fitzgerald - Threadneedle International - Tradition - Vanguard Asset Management - BGC Partners
Become an Event Partner and raise your Firm's profile within the investment Firm Risk & Capital Management space...
As an event sponsorship or exhibition partner, we can help you to forge new business relationships, share your experiences and position yourself as a go-to firm for Risk & Capital Management within Investment Firms. Through understanding your business objectives and requirements we can tailor a solution to suit your strategy and budget.
For a bespoke package, contact Sophie Serhan on Sophie.Serhan@Informa.com or call: +44 (0) 207 551 9931, or click on the link below for more details.