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Informa
08:45 - 09:30

Registration and welcome coffee

Showing of Streams
11:00 - 11:30

Morning coffee and networking break

Showing of Streams
13:00 - 14:15

Networking lunch & Afternoon technical seminards

Giving you the opportunity to discuss key concerns around regulation and compliance with your peers, and develop real solutions to your everyday problems, make the most of our afternoon seminar sessions. Running round twice to give you the chance to take part in two discussions.

 Run strictly under The Chatham House Rule, what is said in these closed-door seminars cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter.

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Showing of Streams
15:45 - 16:15

Afternoon refreshments and networking break

Showing of Streams
17:00 - 19:00

Regulation & Compliance Summit drinks reception

19:00 - 19:05
End of The Regulation & Compliance Summit

End of The Regulation & Compliance Summit

08:45 - 09:30 45 mins
Registration and welcome coffee
09:30 - 09:40 10 mins
The Regulation & Compliance Summit
Chair welcoming address
09:40 - 10:05 25 mins
The Regulation & Compliance Summit
Regulatory architecture in a new European era
  • Xavier Parain - Managing Director in charge of the Asset Management Directorate, AMF
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What is the next round of regulatory focus and oversight for private equity? How are jurisdictions cooperating towards the formation of a common supervisory culture? What has worked well and what still needs to be done?

10:05 - 10:35 30 mins
The Regulation & Compliance Summit
Driving positive industry/regulator relations
  • Panellists Tjarda Molenaar - Managing Director, NVP (Dutch Private Equity & Venture Capital Association)
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How are is the industry best engaging with policy formation and implementation? What are industry practitioners seeing in terms of enforcement and investigation? What is working and what is not?

11:00 - 11:30 30 mins
Morning coffee and networking break
11:30 - 12:05 35 mins
The Regulation & Compliance Summit
US tax regime changes – the questions you need to be asking
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With exposure to US taxation being almost unavoidable, how can you access the information you need in order to report accurately and stay compliant? How are changes in tax approaches to corporate tax, carried interest, pass-through income, interest deductibility and more going to affect your investments, investors and executives?

12:05 - 12:40 35 mins
The Regulation & Compliance Summit
MiFID II, nine months on
  • Panellists Sarah Shackleton - Administrative Partner, DPI
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How has MiFID II affected private equity since January 2018? How is private equity dealing with increased record-keeping requirements and issues of categorisation? Will we see a further regulatory update down the pipeline?

12:40 - 13:00 20 mins
The Regulation & Compliance Summit
The UK and private equity regulation post-Brexit – lessons to learn?
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With the UK’s exact regulatory status post—Brexit still to be fully defined, are there lessons to be learnt from the Swiss approach to interacting with the wider regulatory environment?

13:00 - 14:15 75 mins
Networking lunch & Afternoon technical seminards
more

Giving you the opportunity to discuss key concerns around regulation and compliance with your peers, and develop real solutions to your everyday problems, make the most of our afternoon seminar sessions. Running round twice to give you the chance to take part in two discussions.

 Run strictly under The Chatham House Rule, what is said in these closed-door seminars cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter.

14:15 - 15:00 45 mins
The Regulation & Compliance Summit
Roundtable discussions
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  • GDPR
  • SM & CR
  • AIFMD
  • AML/KYC
15:00 - 15:45 45 mins
The Regulation & Compliance Summit
Roundtable discussions
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  • GDPR
  • SM & CR
  • AIFMD
  • AMLKYC
15:45 - 16:15 30 mins
Afternoon refreshments and networking break
16:15 - 17:00 45 mins
The Regulation & Compliance Summit
Domiciling funds
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What are the prime considerations when assessing jurisdictions for fund structures? How do you gain representation and what does that even entail?

16:15 - 17:00 45 mins
Roundtable
Dealing with regulation at the sharp end
  • Discussion Leader Xavier Parain - Managing Director in charge of the Asset Management Directorate, AMF
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What are compliance professionals in private equity dealing with at the sharp end of regulatory investigations? What is changing from the regulatory perspective?

17:00 - 19:00 120 mins
Regulation & Compliance Summit drinks reception
19:00 - 19:05 5 mins
End of The Regulation & Compliance Summit