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08:45 - 09:30

Registration and welcome coffee

Showing of Streams
11:00 - 11:30

Morning coffee and networking break

Showing of Streams
13:00 - 14:15

Networking lunch

Showing of Streams
15:45 - 16:15

Afternoon refreshments and networking break

Showing of Streams
17:00 - 18:30

Regulation & Compliance Summit drinks reception

Enjoy a drink and the chance to mingle while taking in the beautiful scenes of Amsterdam as seen from the canals, which are on UNESCO’s World Heritage list. The 90-minute cruise will be showing the city highlights.

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18:30 - 18:35
End of The Regulation & Compliance Summit

End of The Regulation & Compliance Summit

08:45 - 09:30 45 mins
Registration and welcome coffee
09:30 - 09:40 10 mins
The Regulation & Compliance Summit
Chair's welcoming address
  • Elena Rowlands - Partner, Travers Smith LLP
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09:40 - 10:05 25 mins
The Regulation & Compliance Summit
Regulatory architecture in a new European era
  • Xavier Parain - Managing Director in charge of the Asset Management Directorate, AMF
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What is the next round of regulatory focus and oversight for private equity? How are jurisdictions cooperating towards the formation of a common supervisory culture? What has worked well and what still needs to be done?

10:05 - 10:35 30 mins
The Regulation & Compliance Summit
Driving positive industry/regulator relations
  • Panellists Tjarda Molenaar - Managing Director, NVP (Dutch Private Equity & Venture Capital Association)
  • Judy Martins - General Counsel/Attorney at Law, Waterland Private Equity Investments
  • Kees De Ru - Senior Policy Advisor, The Netherlands Authority for the Financial Markets (AFM)
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How are is the industry best engaging with policy formation and implementation? What are industry practitioners seeing in terms of enforcement and investigation? What is working and what is not?

11:00 - 11:30 30 mins
Morning coffee and networking break
11:30 - 12:05 35 mins
The Regulation & Compliance Summit
US tax regime changes – the questions you need to be asking
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With exposure to US taxation being almost unavoidable, how can you access the information you need in order to report accurately and stay compliant? How are changes in tax approaches to corporate tax, carried interest, pass-through income, interest deductibility and more going to affect your investments, investors and executives?

12:05 - 12:40 35 mins
The Regulation & Compliance Summit
MiFID II, nine months on
  • Panellists Sarah Shackleton - Administrative Partner, DPI
  • Tracy Diamond - Head of Compliance (EMEA and APAC), Pantheon
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How has MiFID II affected private equity since January 2018? How is private equity dealing with increased record-keeping requirements and issues of categorisation? Will we see a further regulatory update down the pipeline?

12:40 - 13:00 20 mins
The Regulation & Compliance Summit
A properly and effectively supervised private equity market
  • Colm Kincaid - Director of Securities and Markets Supervision, Central Bank of Ireland
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What should regulatory supervision of private equity seek to achieve? What principles should guide this work, and firms’ management of their conduct risk?

13:00 - 14:15 75 mins
Networking lunch
14:15 - 15:00 45 mins
The Regulation & Compliance Summit
Afternoon technical seminars
  • GDPR Alan Chu - Finance & Operations Director, Beechbrook Capital
  • AML/KYC Tracy Diamond - Head of Compliance (EMEA and APAC), Pantheon
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Giving you the opportunity to discuss key concerns around regulation and compliance with your peers, and develop real solutions to your everyday problems, make the most of our afternoon seminar sessions. Running round twice to give you the chance to take part in two discussions.

Run strictly under The Chatham House Rule, what is said in these closed-door seminars throughout the entire afternoon cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter. Closed to Press.

  • GDPR
  • AIFMD
  • AML/KYC
15:00 - 15:45 45 mins
The Regulation & Compliance Summit
Afternoon technical seminars
  • GDPR Alan Chu - Finance & Operations Director, Beechbrook Capital
  • AML/KYC Tracy Diamond - Head of Compliance (EMEA and APAC), Pantheon
more

Giving you the opportunity to discuss key concerns around regulation and compliance with your peers, and develop real solutions to your everyday problems, make the most of our afternoon seminar sessions. Running round twice to give you the chance to take part in two discussions.

Run strictly under The Chatham House Rule, what is said in these closed-door seminars cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter.

  • GDPR
  • AIFMD
  • AML/KYC
15:45 - 16:15 30 mins
Afternoon refreshments and networking break
16:15 - 17:00 45 mins
The Regulation & Compliance Summit
Domiciling funds
  • Emily Clark - Partner - Tax, Travers Smith LLP
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What are the prime considerations when assessing jurisdictions for fund structures? How do you gain representation and what does that even entail?

Run strictly under The Chatham House Rule, what is said in this session cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter. Closed to Press.

16:15 - 17:00 45 mins
Roundtable
Dealing with regulation at the sharp end
  • Discussion Leader Xavier Parain - Managing Director in charge of the Asset Management Directorate, AMF
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What are compliance professionals in private equity dealing with at the sharp end of regulatory investigations? What is changing from the regulatory perspective?

Run strictly under The Chatham House Rule, what is said in this session cannot be attributed to any individual, encouraging participants to speak openly on the topics that really matter. Closed to Press.

17:00 - 18:30 90 mins
Regulation & Compliance Summit drinks reception
more

Enjoy a drink and the chance to mingle while taking in the beautiful scenes of Amsterdam as seen from the canals, which are on UNESCO’s World Heritage list. The 90-minute cruise will be showing the city highlights.

18:30 - 18:35 5 mins
End of The Regulation & Compliance Summit