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Deborah Lamb
Chief Compliance Officer at McKinley Capital Management LLC

Profile

Ms. Lamb re-joined McKinley Capital as its Chief Compliance Officer (“CCO”) in 2016. Deborah previously held this position at McKinley Capital from June 1, 2008 until March 31, 2013. Ms. Lamb has more than four decades of significant industry and compliance experience in the investment advisory, broker-dealer, and fund management fields. Most recently, she served as the CCO, Risk Management and AML Officer for Dividend Assets Capital, LLC, an investment adviser to mutual funds and private accounts with more than $3.5 billion in total assets, and before then was the CCO and AML Officer for Parametric Portfolio Associates LLC, a global investment adviser with more than $285 billion in total assets. 

Ms. Lamb is a Certified Securities Compliance Professional (CSCP), a Certified Fraud Examiner (CFE), and a candidate to be a Certified Risk and Compliance Management Professional (CRCMP). She is a member of the National Society of Compliance Professionals (NSCP) Finance and Investment Adviser Committees. Ms. Lamb holds a bachelor’s degree in Business Administration from Roger Williams University.

Deborah Lamb's Network

Agenda Sessions

  • Effective Oversight in an Increasingly Delegated Landscape

    , 14:30