Key Reasons for Attendance
This is truly a unique opportunity to hear from US regulators on policy developments affecting your firm. With the SEC, NFA and DOJ in attendance and a line-up of unrivalled regulatory lawyers, this is a one-stop-shop for understanding and helping you comply with US regulations.
- SEC Policy And Supervision Update
- NFA Update
- Fund Marketing and Distribution Regulatory Update
- Hear about changes brought about by the new administration
- Understand what you will need to do differently to comply with US regulation
- Practical approaches to reporting and evidencing compliance
Do Not Miss the two Post Conference Workshops
In addition to the conference we also bring you two half-day post-conference workshops on Managing Dual SEC-FCA Registration and a SEC Regulatory Reporting Masterlass. These workshops give you the opportunity to explore the complexities of compliance in an interactive setting led by experts in the field, namely Jerome Lussan and Jane Jarcho from Laven Partners and the SEC respectively.