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24 May - 25 May

US Regulation for European Investment Firms

Several US regulators all under one roof, providing understanding and helping you comply with US regulations

Hear from the SEC and NFA!


We’re in the midst of confirming the details for our US Regulation for European Investment Firms series this year. Check back with us soon. In the meantime, chat to us now about upcoming events or visit finance.knect365.com.


Key Reasons for Attendance

This is truly a unique opportunity to hear from US regulators on policy developments affecting your firm. With the SEC, NFA and DOJ in attendance and a line-up of unrivalled regulatory lawyers, this is a one-stop-shop for understanding and helping you comply with US regulations. 

Key Sessions
  • SEC Policy And Supervision Update
  • NFA Update
  • Fund Marketing and Distribution Regulatory Update 
Key Themes
  • Hear about changes brought about by the new administration
  • Understand what you will need to do differently to comply with US regulation
  • Practical approaches to reporting and evidencing compliance 

Do Not Miss the two Post Conference Workshops