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Informa

27 June 2018
Grange Tower Bridge Hotel,
London

Algorithmic Trading Governance & Controls 2018

Regulatory Guidance for Implementing an Effective Electronic and Algorithmic Trading Control Framework

Timely Updates from the FCA & PRA Plus New Industry Best Practice Guidelines

Evolving Regulation & Market Standards
  • Heightened regulatory interest in the use of algorithms
  • Designing a governance and controls framework
  • Insights into industry standards and leading market practice
  • Identifying potential gaps and areas for improvement
FCA Update on Managing Conduct Risk
  • Monitoring and counteracting potential conduct risks 
  • Reducing market abuse risks
  • Types of market manipulation which can be associated with algorithmic trading
  • Counteracting conduct risks created by algorithmic strategies
Preventing Financial Losses
  • Pre-trade checks and controls
  • Post-trade data collection for risk monitoring
  • Conduct periodic reviews and self-assessments

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